Christophe Couturier - 21 Dec 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
EVP, AMEA
Signature
/s/ Scott Baker, as Attorney-in-Fact
Issuer symbol
AVTR
Transactions as of
21 Dec 2021
Net transactions value
-$1,196,767
Form type
4
Filing time
23 Dec 2021, 15:28:37 UTC
Previous filing
10 Dec 2021
Next filing
28 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Options Exercise $889,152 +38,309 +35% $23.21 148,806 21 Dec 2021 Direct
transaction AVTR Common Stock Sale $1,570,669 -38,309 -26% $41.00 110,497 21 Dec 2021 Direct F1, F2
transaction AVTR Common Stock Options Exercise $652,781 +28,125 +25% $23.21 138,622 22 Dec 2021 Direct
transaction AVTR Common Stock Sale $1,168,031 -28,125 -20% $41.53 110,497 22 Dec 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -38,309 -28% $0.000000 96,901 21 Dec 2021 Common Stock 38,309 $23.21 Direct F4
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -28,125 -21% $0.000000 107,085 22 Dec 2021 Common Stock 28,125 $23.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.005 to $41.007, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.50 to $41.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4 Reflects an initial grant of 135,210 of stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on March 9, 2019.
F5 Reflects an initial grant of 135,210 of stock options in which 40% vested at the time of IPO and the remaining 60% that vests in four equal installments beginning on August 22, 2019.