Richard J. Hart - 14 Feb 2022 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Chief Legal Officer
Signature
/s/ Richard J. Hart
Issuer symbol
BSIG
Transactions as of
14 Feb 2022
Transactions value $
$-58,778
Form type
4
Filing time
16 Feb 2022, 15:17:48 UTC
Previous filing
22 Dec 2021
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +5,016 +10.6% $0.000000 52,169 14 Feb 2022 Direct
transaction BSIG Common Stock Sale $-36,639 -1,475 -2.83% $24.84 50,694 15 Feb 2022 Direct F1
transaction BSIG Common Stock Options Exercise $0 +3,027 +5.97% $0.000000 53,721 15 Feb 2022 Direct
transaction BSIG Common Stock Sale $-14,741 -598 -1.11% $24.65 53,123 16 Feb 2022 Direct F1
transaction BSIG Common Stock Sale $-7,398 -300 -0.56% $24.66 52,823 16 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -5,016 -33.6% $0.000000 9,893 14 Feb 2022 Common Stock 5,016 $0.000000 Direct F2, F3
transaction BSIG Restricted Stock Units Options Exercise $0 -3,027 -30.6% $0.000000 6,866 15 Feb 2022 Common Stock 3,027 $0.000000 Direct F2, F4
transaction BSIG Restricted Stock Units Award $0 +19,721 +287% $0.000000 26,587 15 Feb 2022 Common Stock 19,721 $0.000000 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
F2 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F3 On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
F4 On February 15, 2019 the reporting person was granted 6,309 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024.
F5 On February 15, 2022, the reporting person was granted 17,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025.