Richard J. Hart - 14 Feb 2023 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Chief Legal Officer
Signature
/s/ Richard J. Hart
Issuer symbol
BSIG
Transactions as of
14 Feb 2023
Transactions value $
$-96,415
Form type
4
Filing time
16 Feb 2023, 17:20:57 UTC
Previous filing
16 Feb 2022
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +5,017 +9.5% $0.000000 57,840 14 Feb 2023 Direct
transaction BSIG Common Stock Tax liability $-38,107 -1,473 -2.55% $25.87 56,367 14 Feb 2023 Direct
transaction BSIG Common Stock Options Exercise $0 +7,497 +13.3% $0.000000 63,864 15 Feb 2023 Direct
transaction BSIG Common Stock Tax liability $-58,309 -2,202 -3.45% $26.48 61,662 15 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -5,017 -18.9% $0.000000 21,570 14 Feb 2023 Common Stock 5,017 $0.000000 Direct F1, F2
transaction BSIG Restricted Stock Units Options Exercise $0 -7,497 -34.8% $0.000000 14,073 15 Feb 2023 Common Stock 7,497 $0.000000 Direct F1, F3
transaction BSIG Restricted Stock Units Award $0 +12,950 +92% $0.000000 27,023 15 Feb 2023 Common Stock 12,950 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F2 On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
F3 On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025.
F4 On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026.