Charles Liang - Feb 26, 2025 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: President and CEO, Director, 10%+ Owner
Signature: /s/ David E Weigand, Attorney-In-Fact
Stock symbol: SMCI
Transactions as of: Feb 26, 2025
Transactions value $: -$2,322,566
Form type: 4
Date filed: 2/28/2025, 05:18 PM
Previous filing: Feb 12, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Sale	-$2.32M	-46.3K	-100%	$50.17	0	Feb 26, 2025	By Spouse	F1
holding	SMCI	Common Stock						67.4M	Feb 26, 2025	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Restricted Stock Units	Award	$0	+2.04K		$0.00	2.04K	Feb 27, 2025	Common Stock	2.04K		By Spouse	F2, F3
transaction	SMCI	Employee Stock Option (right to buy)	Award	$0	+1M		$0.00	1M	Feb 27, 2025	Common Stock	1M	$45.00	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.105 to $50.33, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3	Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock.
F4	On November 14, 2023, the Reporting Person was granted a performance-based stock option award to purchase up to 5,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On February 27, 2025, achievement of the revenue goal for the first tranche of 1,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $45 stock price (after giving effect to the Issuer's 10 for 1 stock split) goal achievement for the first tranche had previously been certified, and, as a result, the 1,000,000 shares (after giving effect to the Issuer's 10 for 1 stock split) associated therewith were earned and became exercisable.