Charles Liang - Apr 22, 2025 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: President and CEO, Director, 10%+ Owner
Signature: /s/ David E Weigand, Attorney-In-Fact
Stock symbol: SMCI
Transactions as of: Apr 22, 2025
Transactions value $: $0
Form type: 4
Date filed: 4/24/2025, 05:03 PM
Previous filing: Feb 28, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SMCI	Common Stock						67.4M	Apr 22, 2025	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Employee Stock Option (right to buy)	Award	$0	+3M	+300%	$0.00	4M	Apr 22, 2025	Common Stock	3M	$45.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On November 14, 2023, the Reporting Person was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On April 22, 2025, achievement of the revenue goal for the second, third, and fourth tranches of 1,000,000 shares each under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $60, $75, and $90 stock price goals achievement for the second, third, and fourth tranches had previously been certified, and, as a result, the 3,000,000 shares total associated therewith were earned and became exercisable. The share quantities and stock prices in this footnote reflect the issuer's 10 for 1 stock split that became effective on September 30, 2024.

Content

On November 14, 2023, the Reporting Person was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On April 22, 2025, achievement of the revenue goal for the second, third, and fourth tranches of 1,000,000 shares each under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $60, $75, and $90 stock price goals achievement for the second, third, and fourth tranches had previously been certified, and, as a result, the 3,000,000 shares total associated therewith were earned and became exercisable. The share quantities and stock prices in this footnote reflect the issuer's 10 for 1 stock split that became effective on September 30, 2024.