Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Liang Charles | President and CEO, Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 2025-05-13 | 0001392942 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Common Stock | Options Exercise | +2.37K | 2.37K | May 10, 2025 | By Spouse | F1 | |||
transaction | SMCI | Common Stock | Tax liability | -$40.9K | -1.28K | -53.88% | $31.99 | 1.09K | May 10, 2025 | By Spouse | |
transaction | SMCI | Common Stock | Options Exercise | +2.12K | +193.96% | 3.21K | May 10, 2025 | By Spouse | F1 | ||
transaction | SMCI | Common Stock | Tax liability | -$36.5K | -1.14K | -35.54% | $31.99 | 2.07K | May 10, 2025 | By Spouse | |
holding | SMCI | Common Stock | 67.4M | May 10, 2025 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.37K | -100% | $0.00 | 0 | May 10, 2025 | Common Stock | 2.37K | By Spouse | F1, F2 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.12K | -11.15% | $0.00 | 16.9K | May 10, 2025 | Common Stock | 2.12K | By Spouse | F1, F3 |
Id | Content |
---|---|
F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
F2 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. |
F3 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |