Stephen Simcock - Mar 14, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: General Counsel
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Mar 14, 2025
Transactions value $: -$297,020
Form type: 4
Date filed: 3/18/2025, 08:32 PM
Previous filing: Mar 12, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+71.4K	+92.27%		149K	Mar 14, 2025	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$297K	-24.4K	-16.42%	$12.16	124K	Mar 17, 2025	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-71.4K	-7.14%	$0.00	928K	Mar 14, 2025	Common Stock	71.4K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.