Stephen Simcock - 16 Jun 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
General Counsel
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
16 Jun 2025
Transactions value $
-$560,258
Form type
4
Filing time
18 Jun 2025, 18:55:14 UTC
Previous filing
18 Mar 2025
Next filing
17 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Simcock Stephen General Counsel 234 1ST STREET, C/O SOFI TECHNOLOGIES, INC., SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 18 Jun 2025 0002028884

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +71,353 +57.4% 195,613 16 Jun 2025 Direct F1
transaction SOFI Common Stock Options Exercise +6,533 +3.34% 202,146 16 Jun 2025 Direct F1
transaction SOFI Common Stock Tax liability -$560,258 -38,222 -18.9% $14.66 163,924 17 Jun 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -71,353 -7.69% $0.000000 856,238 16 Jun 2025 Common Stock 71,353 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -6,533 -6.25% $0.000000 98,008 16 Jun 2025 Common Stock 6,533 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.