Stephen Simcock - Jun 16, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
General Counsel
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jun 16, 2025
Transactions value $
-$560,258
Form type
4
Date filed
6/18/2025, 06:55 PM
Previous filing
Mar 18, 2025
Next filing
Sep 17, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Simcock Stephen General Counsel 234 1ST STREET, C/O SOFI TECHNOLOGIES, INC., SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 2025-06-18 0002028884

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +71.4K +57.42% 196K Jun 16, 2025 Direct F1
transaction SOFI Common Stock Options Exercise +6.53K +3.34% 202K Jun 16, 2025 Direct F1
transaction SOFI Common Stock Tax liability -$560K -38.2K -18.91% $14.66 164K Jun 17, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -71.4K -7.69% $0.00 856K Jun 16, 2025 Common Stock 71.4K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -6.53K -6.25% $0.00 98K Jun 16, 2025 Common Stock 6.53K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.