Kelli Keough - May 20, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
May 20, 2025
Transactions value $
-$154,126
Form type
4
Date filed
5/22/2025, 06:06 PM
Previous filing
Apr 23, 2025
Next filing
Jun 18, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keough Kelli EVP, GBUL, SIPS 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 2025-05-22 0002032458

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Sale -$154K -11.5K -5.36% $13.38 204K May 20, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 21, 2024.
F2 The reported transactions were executed in multiple trades. The sale price of $13.379 reported in Column 4 is the weighted average sale price for the 11,520 shares sold by the Reporting Person within a range of $13.2300 to $13.6300 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.