Kelli Keough - Jun 16, 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Jun 16, 2025
Transactions value $
-$878,923
Form type
4
Date filed
6/18/2025, 06:55 PM
Previous filing
May 22, 2025
Next filing
Jun 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keough Kelli EVP, GBUL, SIPS 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 2025-06-18 0002032458

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Award +82.6K +40.61% 286K Jun 16, 2025 Direct F1
transaction SOFI Common Stock Award +26.5K +9.25% 313K Jun 16, 2025 Direct F1
transaction SOFI Common Stock Award +13.1K +4.18% 326K Jun 16, 2025 Direct F1
transaction SOFI Common Stock Tax liability -$879K -60K -18.41% $14.66 266K Jun 17, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82.6K -12.5% $0.00 579K Jun 16, 2025 Common Stock 82.6K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26.5K -8.33% $0.00 291K Jun 16, 2025 Common Stock 26.5K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -13.1K -6.25% $0.00 196K Jun 16, 2025 Common Stock 13.1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.