Christopher Lapointe - 15 Sep 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
CFO and PAO
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Sep 2025
Transactions value $
-$1,963,771
Form type
4
Filing time
17 Sep 2025, 18:06:02 UTC
Previous filing
18 Jun 2025
Next filing
07 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lapointe Christopher CFO and PAO C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Sep 2025 0001864508

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +135K +9.4% 1.57M 15 Sep 2025 Direct F1
transaction SOFI Common Stock Options Exercise +6.1K +0.39% 1.58M 15 Sep 2025 Direct F1
transaction SOFI Common Stock Tax liability -$1.96M -74K -4.68% $26.55 1.51M 15 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -135K -16.63% $0.00 678K 15 Sep 2025 Common Stock 135K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -6.1K -1.7% $0.00 354K 15 Sep 2025 Common Stock 6.1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023, and March 13, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.