| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lapointe Christopher | CFO and PAO | C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO | /s/ Deanna M. Smith, Attorney-in-Fact | 07 Nov 2025 | 0001864508 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOFI | Common Stock | Options Exercise | +277K | +18.38% | 1.78M | 05 Nov 2025 | Direct | F1, F2 | ||
| transaction | SOFI | Common Stock | Tax liability | -$3.98M | -147K | -8.22% | $27.16 | 1.64M | 05 Nov 2025 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SOFI | Performance Stock Units | Options Exercise | $0 | -277K | -33.33% | $0.00 | 554K | 05 Nov 2025 | Common Stock | 277K | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting. |
| F2 | PSUs convert into common stock on a one-for-one basis. |
| F3 | Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person. |