Nam Woo Kim - 20 Sep 2024 Form 3 Insider Report for Pagaya Technologies Ltd. (PGY)

Role
Officer
Signature
/s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol
PGY
Transactions as of
20 Sep 2024
Net transactions value
$0
Form type
3
Filing time
30 Sep 2024, 16:07:38 UTC
Next filing
03 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGY Class A Ordinary Share 3,741 20 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PGY Restricted Stock Unit 20 Sep 2024 Class A Ordinary Share 2,282 $0.000000 Direct F1
holding PGY Restricted Stock Unit 20 Sep 2024 Class A Ordinary Share 833 $0.000000 Direct F2
holding PGY Restricted Stock Unit 20 Sep 2024 Class A Ordinary Share 5,122 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/4th of the total 5,216 RSUs initially subject to this award vested on April 11, 2023, and the remaining RSUs shall vest over the following three years in 12 equal quarterly installments.
F2 1/4th of the total 3,333 RSUs initially subject to this award vested on April 1, 2023, 1/4th vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024.
F3 1/4 of the total 6,830 RSUs initially subject to this award vested on May 15, 2024, 1/4 shall vest on January 1, 2025, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2025.

Remarks:

VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer. Exhibit 24 - Power of Attorney.