Nam Woo Kim - 01 Oct 2024 Form 4 Insider Report for Pagaya Technologies Ltd. (PGY)

Role: VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.
Signature: /s/ Natalie Wilmore, Attorney-in-Fact
Issuer symbol: PGY
Transactions as of: 01 Oct 2024
Net transactions value: -$1,693
Form type: 4
Filing time: 03 Oct 2024, 16:05:47 UTC
Previous filing: 30 Sep 2024
Next filing: 15 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGY	Class A Ordinary Share	Award	$0	+417	+11%	$0.000000	4,158	01 Oct 2024	Direct
transaction	PGY	Class A Ordinary Share	Sale	$1,693	-171	-4.1%	$9.90	3,987	02 Oct 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PGY	Restricted Stock Unit	Award	$0	-417	-17%	$0.000000	2,083	01 Oct 2024	Class A Ordinary Share	417	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
F2	1/4 of the total 3,333 initially subjected to this award vested on April 1, 2023, 1/4 vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024, and thereafter.

Remarks:

VP, of Accounting and Financial Reporting Officer and Interim Principal Accounting Officer.