Stephen Simcock - 15 Sep 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
General Counsel
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Sep 2025
Transactions value $
-$1,055,702
Form type
4
Filing time
17 Sep 2025, 18:07:00 UTC
Previous filing
18 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Simcock Stephen General Counsel 234 1ST STREET, C/O SOFI TECHNOLOGIES, INC., SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Sep 2025 0002028884

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +71,353 +44% 235,277 15 Sep 2025 Direct F1
transaction SOFI Common Stock Options Exercise +6,534 +2.8% 241,811 15 Sep 2025 Direct F1
transaction SOFI Common Stock Tax liability -$1,055,701 -39,116 -16% $26.99 202,695 16 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -71,353 -8.3% $0 784,885 15 Sep 2025 Common Stock 71,353 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -6,534 -6.7% $0 91,474 15 Sep 2025 Common Stock 6,534 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024.
F4 Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.