Morgan Stanley - Sep 30, 2025 SCHEDULE 13G/A Report for Guggenheim Active Allocation Fund Common Shares (GUG)

Filing Manager
MORGAN STANLEY
Reporting Manager
Morgan Stanley
Security
Guggenheim Active Allocation Fund Common Shares
Symbol
GUG
Shares outstanding
33.1M shares
Disclosed Ownership
2.78M shares
Ownership
8.4%
Form type
SCHEDULE 13G/A
Date filed
11/7/2025, 11:54 AM
Date of event
Sep 30, 2025
Previous filing
Feb 4, 2025
SEC
View on sec.gov

Reporting Managers (2)

Name Ownership Shares Owned sole voting power shared voting power Signature Title CIK
Morgan Stanley 8.4% 2.78M 0 1.76K Chris O'Hara Authorized Signatory, Morgan Stanley
Morgan Stanley Smith Barney LLC 8.4% 2.78M 0 1 David Galasso Authorized Signatory, Morgan Stanley Smith Barney LLC