Guggenheim Active Allocation Fund - Common Shares (GUG)

Historical Holders from Q4 2021 to Q3 2025

Symbol
GUG on NYSE
CUSIP
40170T106
Type / Class
Equity / Common Shares
Shares outstanding
33.1M
All holders as of September 30, 2025
Q3 2025
Total 13F shares, excl. options
10.5M
Holdings value
$163M
% of all portfolios
0%
Grand Portfolio weight change
+0%
Number of holders
50
Number of buys
24
Number of sells
-19
Average Value change %
+0%
Average buys %
+0%
Average sells %
0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Guggenheim Active Allocation Fund - Common Shares (GUG)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
MORGAN STANLEY 8.4% +15.7% $43.3M $5.74M 2.78M +15.3% Morgan Stanley Sep 30, 2025

Institutional Holders of Guggenheim Active Allocation Fund - Common Shares (GUG)

Period Reported Shares, Excl. Options Value, Excl. Options Change Price Investors
2025 Q3 10.5M $163M +$2.17M $15.60 50
2025 Q2 10.3M $161M +$11.9M $15.64 49
2025 Q1 9.53M $144M +$6.15M $15.07 51
2024 Q4 9.16M $136M +$8.12M $14.87 55
2024 Q3 8.4M $141M -$695K $16.55 48
2024 Q2 8.43M $126M +$2.81M $14.93 51
2024 Q1 8.26M $121M -$24.5M $14.71 50
2023 Q4 9.79M $143M +$22.7M $14.66 44
2023 Q3 8.42M $114M -$1.96M $13.50 41
2023 Q2 8.53M $122M +$3.23M $14.36 37
2023 Q1 8.3M $116M +$4.57M $14.04 36
2022 Q4 7.98M $107M +$24.9M $13.45 34
2022 Q3 5.55M $71.5M +$8.18M $12.89 30
2022 Q2 2.42M $34.3M +$21M $14.20 21
2022 Q1 3.37M $57.7M +$36.6M $17.13 14
2021 Q4 1.23M $24.5M +$24.5M $19.96 5