Bank of New York Mellon Corp - Sep 30, 2025 SCHEDULE 13G/A Report for FIRST TRUST EXCHANGE-TRADED FUND III First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

Filing Manager
Bank of New York Mellon Corp
Reporting Manager
Bank of New York Mellon Corp
Security
FIRST TRUST EXCHANGE-TRADED FUND III First Trust Horizon Managed Volatility Small/Mid ETF
Symbol
HSMV
Shares outstanding
752K shares
Disclosed Ownership
129K shares
Ownership
17.2%
Form type
SCHEDULE 13G/A
Date filed
10/28/2025, 02:21 PM
Date of event
Sep 30, 2025
Previous filing
Aug 7, 2025
SEC
View on sec.gov

Reporting Managers (4)

Name Ownership Shares Owned sole voting power shared voting power Signature Title CIK
Bank of New York Mellon Corp 17.2% 129K 127K 0 Andrew Weiser Attorney-In-Fact
BNY Mellon IHC, LLC 17.2% 129K 127K 0 Andrew Weiser Attorney-In-Fact
MBC Investments Corp 17.2% 129K 127K 0 Andrew Weiser Attorney-In-Fact
BNY Mellon Advisors, Inc. 17.2% 129K 127K 0 Andrew Weiser Attorney-In-Fact