Guggenheim Active Allocation Fund

Symbol
GUG on NYSE
Entity
Company
Business address
227 W. Monroe Street, 60606 Chicago, IL
Phone
800-345-7999
State of incorporation
DE
Fiscal year end
May 31
All SEC filings
View on sec.gov
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Guggenheim Active Allocation Fund has filed 148 SEC EDGAR filings since 6/1/2021

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
N-PX Open Document Open Filing Aug 26, 2025 Jun 30, 2025 811-23702
N-CEN Open Document Open Filing Aug 13, 2025 May 31, 2025 811-23702
N-CSR Open Document | Data Open Filing NCSR Aug 4, 2025 May 31, 2025 811-23702
NPORT-P Open Document Open Filing Jul 29, 2025 May 31, 2025 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING Jul 28, 2025 811-23702
4 Open Document Open Filing May 8, 2025 May 5, 2025
NPORT-P Open Document Open Filing Apr 25, 2025 Feb 28, 2025 811-23702
4 Open Document Open Filing Apr 1, 2025 Apr 1, 2025
DEF 14A Open Document | Data Open Filing GBAB GOF GUG Feb 28, 2025 Apr 3, 2025 811-23702
N-CSRS Open Document | Data Open Filing GUG Feb 5, 2025 Nov 30, 2024 811-23702
SCHEDULE 13G/A Open Document Open Filing Feb 4, 2025 005-93930
NPORT-P Open Document Open Filing Jan 29, 2025 Nov 30, 2024 811-23702
3 Open Document Open Filing Dec 5, 2024 Nov 21, 2024
NPORT-P Open Document Open Filing Oct 30, 2024 Aug 31, 2024 811-23702
4 Open Document Open Filing Oct 4, 2024 Oct 3, 2024
4 Open Document Open Filing Sep 3, 2024 Sep 3, 2024
N-PX Open Document Open Filing Aug 27, 2024 Jun 30, 2024 811-23702
NPORT-P/A Open Document Open Filing Aug 20, 2024 Nov 30, 2023 811-23702
NPORT-P/A Open Document Open Filing Aug 20, 2024 Aug 31, 2023 811-23702
N-CEN Open Document Open Filing Aug 14, 2024 May 31, 2024 811-23702
N-CSR Open Document | Data Open Filing NCSR Aug 2, 2024 May 31, 2024 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING Jul 31, 2024 811-23702
NPORT-P Open Document Open Filing Jul 29, 2024 May 31, 2024 811-23702
NPORT-P Open Document Open Filing Apr 29, 2024 Feb 29, 2024 811-23702
4 Open Document Open Filing Apr 1, 2024 Apr 1, 2024
DEF 14A Open Document Open Filing GBAB GOF GUG Mar 4, 2024 Apr 4, 2024 811-23702
DEF 14A Open Document Open Filing GBAB GOF GUG Mar 1, 2024 Apr 4, 2024 811-23702
SC 13G/A Open Document Open Filing MS AMENDMENT Feb 8, 2024 005-93930
N-CSRS Open Document | Data Open Filing GUG Feb 2, 2024 Nov 30, 2023 811-23702
4 Open Document Open Filing Jan 30, 2024 Jan 30, 2024
NPORT-P Open Document Open Filing Jan 29, 2024 Nov 30, 2023 811-23702
4 Open Document Open Filing Dec 29, 2023 Dec 29, 2023
4 Open Document Open Filing Dec 13, 2023 Dec 13, 2023
4 Open Document Open Filing Dec 11, 2023 Dec 8, 2023
4 Open Document Open Filing Dec 8, 2023 Dec 7, 2023
4 Open Document Open Filing Dec 7, 2023 Dec 6, 2023
4 Open Document Open Filing Dec 6, 2023 Dec 5, 2023
4 Open Document Open Filing Nov 30, 2023 Nov 30, 2023
4 Open Document Open Filing Nov 30, 2023 Nov 30, 2023
4 Open Document Open Filing Nov 1, 2023 Oct 31, 2023
4 Open Document Open Filing Oct 31, 2023 Oct 31, 2023
NPORT-P Open Document Open Filing Oct 25, 2023 Aug 31, 2023 811-23702
4 Open Document Open Filing Oct 23, 2023 Oct 23, 2023
4 Open Document Open Filing Sep 29, 2023 Sep 29, 2023
4 Open Document Open Filing Sep 29, 2023 Sep 29, 2023
4 Open Document Open Filing Sep 5, 2023 Sep 5, 2023
4 Open Document Open Filing Sep 1, 2023 Sep 1, 2023
4 Open Document Open Filing Sep 1, 2023 Sep 1, 2023
N-PX Open Document Open Filing GUG Aug 17, 2023 Jun 30, 2023 811-23702
N-CEN Open Document Open Filing Aug 14, 2023 May 31, 2023 811-23702
N-CSR Open Document | Data Open Filing GUG Aug 2, 2023 May 31, 2023 811-23702
4 Open Document Open Filing Aug 1, 2023 Aug 1, 2023
4 Open Document Open Filing Jul 31, 2023 Jul 31, 2023
NPORT-P Open Document Open Filing Jul 27, 2023 May 31, 2023 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING Jul 25, 2023 811-23702
4 Open Document Open Filing Jul 5, 2023 Jul 5, 2023
4 Open Document Open Filing Jul 3, 2023 Jul 1, 2023
4 Open Document Open Filing Jun 7, 2023 Jun 7, 2023
4 Open Document Open Filing Jun 1, 2023 Jun 1, 2023
4 Open Document Open Filing Jun 1, 2023 Jun 1, 2023
4 Open Document Open Filing May 2, 2023 May 1, 2023
4 Open Document Open Filing May 1, 2023 Apr 28, 2023
4 Open Document Open Filing Apr 28, 2023 Apr 28, 2023
NPORT-P Open Document Open Filing Apr 27, 2023 Feb 28, 2023 811-23702
4 Open Document Open Filing Apr 10, 2023 Apr 6, 2023
4 Open Document Open Filing Mar 13, 2023 Mar 13, 2023
4 Open Document Open Filing Mar 10, 2023 Mar 10, 2023
DEF 14A Open Document Open Filing GBAB GOF GUG Mar 3, 2023 Apr 6, 2023 811-23702
SC 13G Open Document Open Filing MS INITIAL Feb 9, 2023 005-93930
N-CSRS Open Document | Data Open Filing GUG Feb 3, 2023 811-23702
4 Open Document Open Filing Feb 3, 2023 Feb 3, 2023
4 Open Document Open Filing Feb 1, 2023 Feb 1, 2023
NPORT-P Open Document Open Filing Jan 30, 2023 Nov 30, 2022 811-23702
4 Open Document Open Filing Jan 3, 2023 Dec 30, 2022
4 Open Document Open Filing Jan 3, 2023 Dec 30, 2022
4 Open Document Open Filing Dec 22, 2022 Dec 21, 2022
4 Open Document Open Filing Dec 20, 2022 Dec 20, 2022
4/A Open Document Open Filing Dec 5, 2022 Dec 2, 2022
4 Open Document Open Filing Dec 2, 2022 Dec 2, 2022
4 Open Document Open Filing Nov 30, 2022 Nov 30, 2022
4 Open Document Open Filing Nov 28, 2022 Nov 28, 2022
N-CSR/A Open Document Open Filing GUG Nov 23, 2022 May 31, 2022 811-23702
4 Open Document Open Filing Nov 2, 2022 Nov 1, 2022
4 Open Document Open Filing Nov 1, 2022 Nov 1, 2022
NPORT-P Open Document Open Filing Oct 27, 2022 Aug 31, 2022 811-23702
4 Open Document Open Filing Oct 26, 2022 Oct 25, 2022
4 Open Document Open Filing Oct 12, 2022 Oct 12, 2022
4 Open Document Open Filing Sep 29, 2022 Sep 29, 2022
4 Open Document Open Filing Sep 22, 2022 Sep 22, 2022
4 Open Document Open Filing Sep 9, 2022 Sep 8, 2022
N-PX Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND Aug 24, 2022 Jun 30, 2022 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING Aug 19, 2022 811-23702
N-CEN Open Document Open Filing Aug 15, 2022 May 31, 2022 811-23702
N-CSR Open Document Open Filing GUG Aug 10, 2022 May 31, 2022 811-23702
NPORT-P Open Document Open Filing Aug 1, 2022 May 31, 2022 811-23702
4 Open Document Open Filing Jul 13, 2022 Jul 13, 2022
4 Open Document Open Filing Jun 21, 2022 Jun 21, 2022
4 Open Document Open Filing Jun 9, 2022 Jun 9, 2022
8-K Open Document Open Filing GUG Apr 29, 2022 Apr 29, 2022 811-23702
NPORT-P Open Document Open Filing Apr 28, 2022 Feb 28, 2022 811-23702
4 Open Document Open Filing Apr 12, 2022 Apr 12, 2022
4 Open Document Open Filing Apr 5, 2022 Apr 5, 2022
4 Open Document Open Filing Mar 31, 2022 Mar 31, 2022
4 Open Document Open Filing Mar 17, 2022 Mar 17, 2022
N-CSRS Open Document Open Filing GUG Feb 4, 2022 Nov 30, 2021 811-23702
4 Open Document Open Filing Feb 2, 2022 Feb 2, 2022
NPORT-P Open Document Open Filing Jan 28, 2022 Nov 30, 2021 811-23702
40-17G Open Document Open Filing 40-17G FILING FOR GUG Jan 18, 2022 811-23702
4 Open Document Open Filing FORM 4 - Nov 26, 2021 Nov 26, 2021
3 Open Document Open Filing FORM 3 - Nov 26, 2021 Nov 26, 2021
3 Open Document Open Filing FORM 3 - Nov 26, 2021 Nov 26, 2021
424B1 Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION Nov 26, 2021 333-256687
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021
EFFECT Open Document Open Filing Nov 23, 2021 333-256687
N-2MEF Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION Nov 23, 2021 811-23702,333-261322
N-2/A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND Nov 23, 2021 811-23702,333-256687
CORRESP Open Document Open Filing Nov 22, 2021
CERT Open Document Open Filing NYSE CERTIFICATION Nov 18, 2021 001-41077
8-A12B Open Document Open Filing REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) O Nov 17, 2021 001-41077
N-2/A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND Oct 28, 2021 811-23702,333-256687
CORRESP Open Document Open Filing Oct 27, 2021
CORRESP Open Document Open Filing Oct 1, 2021
N-2/A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND Oct 1, 2021 811-23702,333-256687
UPLOAD Open Document Open Filing Jul 2, 2021
N-2 Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND Jun 1, 2021 811-23702,333-256687
N-8A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND Jun 1, 2021 811-23702