| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Great Elm Group, Inc. | President | Common Stock | 585K | $1.64M | $2.80 | 23 Sep 2025 | Direct |
| Great Elm Capital Corp. | CCO and Secretary | Common Stock | 44.6K | $510K | $11.43 | 23 Sep 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| GECC | Great Elm Capital Corp. | 19 Sep 2025 | 3 | -$15.6K | 4 | CCO and Secretary | 23 Sep 2025, 21:53 |
| GEG | Great Elm Group, Inc. | 19 Sep 2025 | 2 | -$51.3K | 4 | President | 23 Sep 2025, 21:52 |
| GECC | Great Elm Capital Corp. | 20 Sep 2024 | 2 | $0 | 4/A | CCO and Secretary | 27 Sep 2024, 19:30 |
| GEG | Great Elm Group, Inc. | 20 Sep 2024 | 1 | $0 | 4 | President | 24 Sep 2024, 21:35 |
| GEG | Great Elm Group, Inc. | 25 Sep 2023 | 1 | $0 | 4 | President | 27 Sep 2023, 17:16 |
| GEG | Great Elm Group, Inc. | 20 Sep 2022 | 2 | $0 | 4 | President | 20 Sep 2022, 21:22 |
| GECC | Great Elm Capital Corp. | 15 Jun 2022 | 2 | $50K | 4 | CCO and Secretary | 17 Jun 2022, 16:50 |
| GECC | Great Elm Capital Corp. | 24 Sep 2021 | 1 | $0 | 4 | Chief Compliance Officer | 28 Sep 2021, 19:44 |