| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Great Elm Group, Inc. | President | Common Stock | 585K | $1.64M | $2.80 | Sep 23, 2025 | Direct |
| Great Elm Capital Corp. | CCO and Secretary | Common Stock | 44.6K | $510K | $11.43 | Sep 23, 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| GECC | Great Elm Capital Corp. | Sep 19, 2025 | 3 | -$15.6K | 4 | Sep 23, 2025 | CCO and Secretary |
| GEG | Great Elm Group, Inc. | Sep 19, 2025 | 2 | -$51.3K | 4 | Sep 23, 2025 | President |
| GECC | Great Elm Capital Corp. | Sep 20, 2024 | 2 | $0 | 4/A | Sep 27, 2024 | CCO and Secretary |
| GEG | Great Elm Group, Inc. | Sep 20, 2024 | 1 | $0 | 4 | Sep 24, 2024 | President |
| GEG | Great Elm Group, Inc. | Sep 25, 2023 | 1 | $0 | 4 | Sep 27, 2023 | President |
| GEG | Great Elm Group, Inc. | Sep 20, 2022 | 2 | $0 | 4 | Sep 20, 2022 | President |
| GECC | Great Elm Capital Corp. | Jun 15, 2022 | 2 | $50K | 4 | Jun 17, 2022 | CCO and Secretary |
| GECC | Great Elm Capital Corp. | Sep 24, 2021 | 1 | $0 | 4 | Sep 28, 2021 | Chief Compliance Officer |