Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Equity / Common Shares, $0.1 par value
-
Shares outstanding
-
28,358,032
-
Total 13F shares
-
10,582,608
-
Share change
-
-35,570
-
Total reported value
-
$97,037,342
-
Price per share
-
$9.17
-
Number of holders
-
39
-
Value change
-
-$326,531
-
Number of sells
-
2
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Shares, $0.1 par value (JOF) as of Q4 2013
As of 31 Dec 2013,
JAPAN SMALLER CAPITALIZATION FUND INC - Common Shares, $0.1 par value (JOF) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,582,608 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, FIRST WILSHIRE SECURITIES MANAGEMENT INC, HUNTINGTON ASSET ADVISORS, INC., Diversified Trust Co, ROYAL BANK OF CANADA, Susquehanna Trust & Investment Co, and Thomas J. Herzfeld Advisors, Inc..
This page lists
40
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.