Q4 2013 13F Holders as of 12/31/2013
-
Type / Class
-
Equity / Common Stock, par value $0.10 per share
-
Shares outstanding
-
28.3M
-
Number of holders
-
39
-
Total 13F shares, excl. options
-
10.6M
-
Shares change
-
-35.6K
-
Total reported value, excl. options
-
$97M
-
Value change
-
-$327K
-
Number of sells
-
-2
-
Price
-
$9.17
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q4 2013
41 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q4 2013.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 39 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 10.6M shares
of 28.3M outstanding shares and own 37.36% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (3.18M shares), 1607 Capital Partners, LLC (2.4M shares), WELLS FARGO & COMPANY/MN (1.63M shares), MORGAN STANLEY (525K shares), FIRST WILSHIRE SECURITIES MANAGEMENT INC (461K shares), HUNTINGTON ASSET ADVISORS, INC. (460K shares), Diversified Trust Co (441K shares), ROYAL BANK OF CANADA (197K shares), Susquehanna Trust & Investment Co (168K shares), and Thomas J. Herzfeld Advisors, Inc. (111K shares).
This table shows the top 39 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.