Q1 2014 13F Holders as of 3/31/2014
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Type / Class
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Equity / Common Stock, par value $0.10 per share
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Shares outstanding
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28.3M
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Number of holders
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41
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Total 13F shares, excl. options
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10.2M
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Shares change
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+387K
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Total reported value, excl. options
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$89.7M
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Value change
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+$3.3M
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Number of buys
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18
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Number of sells
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-22
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Price
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$8.76
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q1 2014
49 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q1 2014.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 10.2M shares
of 28.3M outstanding shares and own 36.15% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (3.06M shares), 1607 Capital Partners, LLC (2.44M shares), WELLS FARGO & COMPANY/MN (2.13M shares), FIRST WILSHIRE SECURITIES MANAGEMENT INC (458K shares), MORGAN STANLEY (255K shares), Karpus Management, Inc. (233K shares), WOLVERINE ASSET MANAGEMENT LLC (216K shares), ROYAL BANK OF CANADA (194K shares), Susquehanna Trust & Investment Co (166K shares), and Gramercy Funds Management LLC (115K shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.