Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / Common Stock, par value $0.10 per share
-
Shares outstanding
-
28.3M
-
Number of holders
-
41
-
Total 13F shares, excl. options
-
13.9M
-
Shares change
-
+3.2M
-
Total reported value, excl. options
-
$135M
-
Value change
-
+$31M
-
Number of buys
-
15
-
Number of sells
-
-16
-
Price
-
$9.69
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q3 2014
45 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q3 2014.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 13.9M shares
of 28.3M outstanding shares and own 49.06% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (2.95M shares), LAZARD ASSET MANAGEMENT LLC (2.72M shares), RMB Capital Management, LLC (2.49M shares), WELLS FARGO & COMPANY/MN (2.45M shares), Karpus Management, Inc. (990K shares), FIRST WILSHIRE SECURITIES MANAGEMENT INC (395K shares), Gramercy Funds Management LLC (323K shares), MORGAN STANLEY (270K shares), ROYAL BANK OF CANADA (188K shares), and WOLVERINE ASSET MANAGEMENT LLC (183K shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.