Q1 2015 13F Holders as of 3/31/2015
-
Type / Class
-
Equity / Common Stock, par value $0.10 per share
-
Shares outstanding
-
28.3M
-
Number of holders
-
41
-
Total 13F shares, excl. options
-
17M
-
Shares change
-
+533K
-
Total reported value, excl. options
-
$169M
-
Value change
-
+$5.36M
-
Number of buys
-
13
-
Number of sells
-
-20
-
Price
-
$9.94
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q1 2015
45 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q1 2015.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 17M shares
of 28.3M outstanding shares and own 59.88% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (3.5M shares), WELLS FARGO & COMPANY/MN (3.43M shares), RMB Capital Management, LLC (2.66M shares), Barry Investment Advisors, LLC (2.35M shares), LAZARD ASSET MANAGEMENT LLC (2.11M shares), Karpus Management, Inc. (1.28M shares), FIRST WILSHIRE SECURITIES MANAGEMENT INC (350K shares), MORGAN STANLEY (278K shares), Gramercy Funds Management LLC (254K shares), and Thomas J. Herzfeld Advisors, Inc. (121K shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.