Q2 2016 13F Holders as of 6/30/2016
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Type / Class
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Equity / Common Stock, par value $0.10 per share
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Shares outstanding
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28.3M
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Number of holders
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44
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Total 13F shares, excl. options
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18.5M
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Shares change
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-2.01M
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Total reported value, excl. options
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$181M
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Value change
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-$19.3M
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Number of buys
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16
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Number of sells
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-19
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Price
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$9.78
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q2 2016
49 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q2 2016.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 44 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 18.5M shares
of 28.3M outstanding shares and own 65.48% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (4.63M shares), 1607 Capital Partners, LLC (4.2M shares), LAZARD ASSET MANAGEMENT LLC (3.61M shares), RMB Capital Management, LLC (2.38M shares), Karpus Management, Inc. (1.88M shares), Gramercy Funds Management LLC (331K shares), CITIGROUP INC (233K shares), FIRST WILSHIRE SECURITIES MANAGEMENT INC (178K shares), Thomas J. Herzfeld Advisors, Inc. (127K shares), and CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (119K shares).
This table shows the top 44 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.