Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Equity
-
Shares outstanding
-
28,292,878
-
Number of holders
-
46
-
Total 13F shares, excl. options
-
21,239,526
-
Shares change
-
+2,693,425
-
Total reported value, excl. options
-
$224,217,000
-
Value change
-
+$28,529,892
-
Number of buys
-
12
-
Number of sells
-
17
-
Price
-
$10.55
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q3 2016
As of 30 Sep 2016 JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) had 50 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 21,239,526 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Barry Investment Advisors, LLC, RMB Capital Management, LLC, Karpus Management, Inc., Bulldog Investors, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Gramercy Funds Management LLC, and CITIGROUP INC.
This table shows 50 institutional shareholders of the security as of 30 Sep 2016.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.