Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Stock, par value $0.10 per share
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Shares outstanding
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28.3M
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Number of holders
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46
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Total 13F shares, excl. options
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21.2M
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Shares change
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+2.69M
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Total reported value, excl. options
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$224M
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Value change
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+$28.5M
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Number of buys
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12
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Number of sells
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-17
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Price
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$10.55
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q3 2016
48 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q3 2016.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 46 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21.2M shares
of 28.3M outstanding shares and own 74.98% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (4.72M shares), 1607 Capital Partners, LLC (4.3M shares), LAZARD ASSET MANAGEMENT LLC (3.25M shares), Barry Investment Advisors, LLC (2.37M shares), RMB Capital Management, LLC (2.27M shares), Karpus Management, Inc. (1.84M shares), Bulldog Investors, LLC (445K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (357K shares), Gramercy Funds Management LLC (215K shares), and CITIGROUP INC (202K shares).
This table shows the top 46 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.