Q4 2016 13F Holders as of 12/31/2016
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Type / Class
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Equity / Equity
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Shares outstanding
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28.3M
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Number of holders
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42
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Total 13F shares, excl. options
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21.2M
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Shares change
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-10.1K
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Total reported value, excl. options
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$206M
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Value change
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-$477K
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Number of buys
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11
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Number of sells
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-30
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Price
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$9.72
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q4 2016
50 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Equity as of Q4 2016.
JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) has 42 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21.2M shares
of 28.3M outstanding shares and own 75.03% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (4.82M shares), 1607 Capital Partners, LLC (4.31M shares), LAZARD ASSET MANAGEMENT LLC (3.25M shares), Barry Investment Advisors, LLC (2.5M shares), RMB Capital Management, LLC (1.94M shares), Karpus Management, Inc. (1.76M shares), Bulldog Investors, LLC (1.16M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (361K shares), Thomas J. Herzfeld Advisors, Inc. (167K shares), and FIRST WILSHIRE SECURITIES MANAGEMENT INC (163K shares).
This table shows the top 42 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.