Q1 2017 13F Holders as of 3/31/2017
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Type / Class
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Equity / Equity
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Shares outstanding
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28.3M
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Number of holders
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42
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Total 13F shares, excl. options
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21.4M
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Shares change
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+120K
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Total reported value, excl. options
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$231M
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Value change
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+$1.43M
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Number of buys
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16
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Number of sells
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-17
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Price
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$10.84
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q1 2017
47 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Equity as of Q1 2017.
JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) has 42 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21.4M shares
of 28.3M outstanding shares and own 75.46% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (4.28M shares), WELLS FARGO & COMPANY/MN (4.21M shares), LAZARD ASSET MANAGEMENT LLC (3.83M shares), Barry Investment Advisors, LLC (2.39M shares), RMB Capital Management, LLC (2.28M shares), Karpus Management, Inc. (1.69M shares), Bulldog Investors, LLC (1.13M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (361K shares), Thomas J. Herzfeld Advisors, Inc. (179K shares), and FIRST WILSHIRE SECURITIES MANAGEMENT INC (162K shares).
This table shows the top 42 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.