Q2 2017 13F Holders as of 6/30/2017
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Type / Class
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Equity / Common Stock, par value $0.10 per share
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Shares outstanding
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28.3M
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Number of holders
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43
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Total 13F shares, excl. options
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21.2M
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Shares change
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-103K
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Total reported value, excl. options
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$244M
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Value change
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-$1.17M
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Number of buys
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15
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Number of sells
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-16
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Price
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$11.48
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q2 2017
46 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q2 2017.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 43 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21.2M shares
of 28.3M outstanding shares and own 75.01% of the company stock.
Largest 10 shareholders include 1607 Capital Partners, LLC (4.3M shares), WELLS FARGO & COMPANY/MN (4.27M shares), LAZARD ASSET MANAGEMENT LLC (3.75M shares), Barry Investment Advisors, LLC (2.33M shares), RMB Capital Management, LLC (2.26M shares), Karpus Management, Inc. (1.59M shares), Bulldog Investors, LLC (967K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (365K shares), Thomas J. Herzfeld Advisors, Inc. (179K shares), and FIRST WILSHIRE SECURITIES MANAGEMENT INC (160K shares).
This table shows the top 43 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.