Q4 2017 13F Holders as of 12/31/2017
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Type / Class
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Equity / Common Stock, par value $0.10 per share
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Shares outstanding
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28.3M
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Number of holders
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48
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Total 13F shares, excl. options
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20.6M
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Shares change
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-563K
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Total reported value, excl. options
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$244M
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Value change
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-$6.72M
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Number of buys
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17
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Number of sells
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-24
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Price
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$11.81
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) as of Q4 2017
56 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share as of Q4 2017.
JAPAN SMALLER CAPITALIZATION FUND INC - Common Stock, par value $0.10 per share (JOF) has 48 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 20.6M shares
of 28.3M outstanding shares and own 72.87% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (4.27M shares), 1607 Capital Partners, LLC (4.25M shares), LAZARD ASSET MANAGEMENT LLC (3.83M shares), RMB Capital Management, LLC (2.21M shares), Barry Investment Advisors, LLC (1.77M shares), Karpus Management, Inc. (1.15M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (1.01M shares), Bulldog Investors, LLC (724K shares), MORGAN STANLEY (221K shares), and Thomas J. Herzfeld Advisors, Inc. (202K shares).
This table shows the top 48 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.