Q3 2018 13F Holders as of 9/30/2018
-
Type / Class
-
Equity / Equity
-
Shares outstanding
-
28.3M
-
Number of holders
-
52
-
Total 13F shares, excl. options
-
21M
-
Shares change
-
-47.1K
-
Total reported value, excl. options
-
$232M
-
Value change
-
-$559K
-
Number of buys
-
19
-
Number of sells
-
-20
-
Price
-
$11.07
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q3 2018
56 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Equity as of Q3 2018.
JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) has 52 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21M shares
of 28.3M outstanding shares and own 74.22% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (5.55M shares), 1607 Capital Partners, LLC (4.62M shares), LAZARD ASSET MANAGEMENT LLC (3.43M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (1.71M shares), Barry Investment Advisors, LLC (1.64M shares), Karpus Management, Inc. (1.06M shares), Bulldog Investors, LLC (656K shares), CORNERSTONE ADVISORS INC (381K shares), RAYMOND JAMES & ASSOCIATES (181K shares), and GEODE CAPITAL MANAGEMENT, LLC (175K shares).
This table shows the top 52 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.