Q3 2019 13F Holders as of 9/30/2019
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Type / Class
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Equity / Equity
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Shares outstanding
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28.3M
-
Number of holders
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41
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Total 13F shares, excl. options
-
21.6M
-
Shares change
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+112K
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Total reported value, excl. options
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$189M
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Value change
-
+$996K
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Number of buys
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9
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Number of sells
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-19
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Price
-
$8.77
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q3 2019
45 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Equity as of Q3 2019.
JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 21.6M shares
of 28.3M outstanding shares and own 76.3% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (5.64M shares), 1607 Capital Partners, LLC (5.55M shares), LAZARD ASSET MANAGEMENT LLC (3.61M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (2.18M shares), Barry Investment Advisors, LLC (1.49M shares), Karpus Management, Inc. (1.04M shares), Bulldog Investors, LLC (354K shares), RAYMOND JAMES & ASSOCIATES (342K shares), GEODE CAPITAL MANAGEMENT, LLC (285K shares), and SALEM CAPITAL MANAGEMENT INC (177K shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.