Q4 2020 13F Holders as of 12/31/2020
-
Type / Class
-
Equity / Equity
-
Shares outstanding
-
28.3M
-
Number of holders
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49
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Total 13F shares, excl. options
-
22.4M
-
Shares change
-
-90.4K
-
Total reported value, excl. options
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$202M
-
Value change
-
-$782K
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Number of buys
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21
-
Number of sells
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-14
-
Price
-
$9.04
Significant Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q4 2020
51 filings reported holding JOF - JAPAN SMALLER CAPITALIZATION FUND INC - Equity as of Q4 2020.
JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) has 49 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 22.4M shares
of 28.3M outstanding shares and own 79.07% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (5.88M shares), 1607 Capital Partners, LLC (5.48M shares), LAZARD ASSET MANAGEMENT LLC (3.64M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (3M shares), Karpus Management, Inc. (1M shares), Barry Investment Advisors, LLC (966K shares), Graticule Asia Macro Advisors LLC (518K shares), Matisse Capital (398K shares), Pekin Hardy Strauss, Inc. (150K shares), and SALEM CAPITAL MANAGEMENT INC (145K shares).
This table shows the top 49 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.