Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Equity / Equity
-
Shares outstanding
-
28,292,878
-
Number of holders
-
48
-
Total 13F shares, excl. options
-
22,724,803
-
Shares change
-
+63,200
-
Total reported value, excl. options
-
$205,643,000
-
Value change
-
+$576,253
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Number of buys
-
16
-
Number of sells
-
17
-
Price
-
$9.05
Institutional Holders of JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) as of Q3 2021
As of 30 Sep 2021 JAPAN SMALLER CAPITALIZATION FUND INC - Equity (JOF) had 48 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 22,724,803 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Barry Investment Advisors, LLC, Karpus Management, Inc., Graticule Asia Macro Advisors LLC, Cornerstone Advisors, LLC, Matisse Capital, and Pekin Hardy Strauss, Inc..
This table shows 48 institutional shareholders of the security as of 30 Sep 2021.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.