UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q1 2019 13F Combination Report, Stock Holdings

Signature - Title
Barry J. Mullen - CHIEF COMPLIANCE OFFICER
Location
Chicago
Holdings as of
March 31, 2019
Value $
$135B
Num holdings
2,790
Date filed
5/14/2019, 04:01 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, BABA, AAPL, AMZN, and META.
Previous filing
Q4 2018 - Feb 13, 2019
Next filing
Q2 2019 - Aug 15, 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 compared to 2018 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BARRY J. MULLEN CHIEF COMPLIANCE OFFICER New York, New York 5/14/2019

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Baird Robert W & Co Inc /Wi/ Milwaukee, WI 028-01911
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $494B Chicago, IL 028-02682
MELLON INVESTMENTS Corp Boston, MA 028-02900
Jacobs Levy Equity Management, Inc $25.5B Florham Park, NJ 028-03059
First Quadrant Llc/Ca $18M Glendale, CA 028-05582
Kayne Anderson Rudnick Investment Management Llc $41.9B Los Angeles, CA 028-05792
Pzena Investment Management Llc $30.8B New York, NY 028-03791
Allspring Global Investments, LLC Charlotte, NC 028-04413
Blackrock Financial Management Inc/De Wilmington, DE 028-04293
Sirios Capital Management L P $690M Boston, MA 028-05369
Riverbridge Partners Llc $5.93B Minneapolis, MN 028-05655
Standard Life Investments (Usa) Ltd Boston, MA 028-06065
Aviva Plc $48.4B London, United Kingdom 028-06609
Los Angeles Capital Management Llc $26.7B Los Angeles, CA 028-10229
Neuberger Berman Investment Advisers LLC New York, NY 028-17085
Brookfield Public Securities Group LLC New York, NY 028-13826
Mondrian Investment Partners LTD $5.85B London, United Kingdom 028-11450
River Road Asset Management, LLC $7.88B Louisville, KY 028-11487
J.P. Morgan Investment Management Inc. New York, NY 028-11937
Boston Partners $90B Boston, MA 028-12484
Kettle Hill Capital Management, Llc $432M New York, NY 028-17689
Mar Vista Investment Partners Llc $1.31B Los Angeles, CA 028-13243
PCJ Investment Counsel Ltd. $293M Toronto, Ontario, Canada 028-12690
NOMURA ASSET MANAGEMENT SINGAPORE Ltd Singapore, Singapore 028-13391
Lmcg Investments, Llc $1.6B Boston, MA 028-13608
Nomura Corporate Research & Asset Management Inc. New York, NY 028-13982
Huber Capital Management LLC $588M El Segundo, CA 028-14114
Timpani Capital Management LLC $209M Milwaukee, WI 028-14622
Jackson Square Partners, LLC $270M San Francisco, CA 028-16230
William Blair Investment Management, Llc $37.7B Chicago, IL 028-17022

Other Included Managers (5):

Num Name Location File Number
1 UBS Group AG Zurich, Switzerland 028-16612
2 UBS ASSET MANAGEMENT TRUST COMPANY 028-3900
7 Ubs Ag Zurich, Switzerland 028-10396
8 UBS ASSET MANAGEMENT (UK) LTD 028-05673
9 UBS ASSET MANAGEMENT LIFE LTD 028-05961