UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Q2 2019 13F Combination Report, Stock Holdings

Signature - Title
Barry J. Mullen - CHIEF COMPLIANCE OFFICER
Location
Chicago
Holdings as of
June 30, 2019
Value $
$140B
Num holdings
2,854
Date filed
8/14/2019, 06:01 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, BABA, AAPL, AMZN, and META.
Previous filing
Q1 2019 - May 14, 2019
Next filing
Q3 2019 - Nov 14, 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q2 compared to 2019 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BARRY J. MULLEN CHIEF COMPLIANCE OFFICER New York, New York 8/14/2019

List of Other Managers Reporting for UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC:

Name Holdings Value Location File Number
Baird Robert W & Co Inc /Wi/ Milwaukee, WI 028-01911
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $461B Chicago, IL 028-02682
MELLON INVESTMENTS Corp Boston, MA 028-02900
Jacobs Levy Equity Management, Inc $25.2B Florham Park, NJ 028-03059
First Quadrant Llc/Ca $18M Glendale, CA 028-05582
Kayne Anderson Rudnick Investment Management Llc $41B Los Angeles, CA 028-05792
Pzena Investment Management Llc $30.9B New York, NY 028-03791
STANDISH MELLON ASSET MANAGEMENT Co LLC Boston, MA 028-04303
Allspring Global Investments, LLC Charlotte, NC 028-04413
Blackrock Financial Management Inc/De Wilmington, DE 028-04293
Sirios Capital Management L P $768M Boston, MA 028-05369
Riverbridge Partners Llc $5.93B Minneapolis, MN 028-05655
Aviva Plc $55B London, United Kingdom 028-06609
Pacific Investment Management Co Llc Newport Beach, CA 028-10952
Nomura Holdings Inc $18.7B Tokyo, Japan 028-10594
Los Angeles Capital Management Llc $29.5B Los Angeles, CA 028-10229
Neuberger Berman Investment Advisers LLC New York, NY 028-17085
Brookfield Public Securities Group LLC New York, NY 028-13826
Calamos Advisors LLC $24.7B Naperville, IL 028-11166
Mondrian Investment Partners LTD $5.99B London, United Kingdom 028-11450
River Road Asset Management, LLC $8.93B Louisville, KY 028-11487
J.P. Morgan Investment Management Inc. New York, NY 028-11937
Boston Partners $97.4B Boston, MA 028-12484
Kettle Hill Capital Management, Llc $444M New York, NY 028-17689
Mar Vista Investment Partners Llc $1.15B Los Angeles, CA 028-13243
PCJ Investment Counsel Ltd. $359M Toronto, Ontario, Canada 028-12690
NOMURA ASSET MANAGEMENT SINGAPORE Ltd Singapore, Singapore 028-13391
Lmcg Investments, Llc $1.7B Boston, MA 028-13608
Huber Capital Management LLC $631M El Segundo, CA 028-14114
Jackson Square Partners, LLC $247M San Francisco, CA 028-16230
William Blair Investment Management, Llc $38.7B Chicago, IL 028-17022
abrdn plc $63.2B Edinburgh, United Kingdom 028-18172

Other Included Managers (5):

Num Name Location File Number
1 UBS Group AG Zurich, Switzerland 028-16612
2 UBS ASSET MANAGEMENT TRUST COMPANY 028-3900
7 Ubs Ag Zurich, Switzerland 028-10396
8 UBS ASSET MANAGEMENT (UK) LTD 028-05673
9 UBS ASSET MANAGEMENT LIFE LTD 028-05961