FIRST TRUST ADVISORS LP

Q1 2021 13F Combination Report, Stock Holdings

Signature - Title
Kathleen W. Brown - Chief Compliance Officer
Location
Wheaton
Holdings as of
31 Mar 2021
Value $
$67,856,476,000
Num holdings
2,165
Filing time
14 May 2021, 09:29:21 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AMZN, GOOGL, META, MSFT, and FTXR.
Previous filing
Q4 2020 - 02 Feb 2021
Next filing
Q2 2021 - 12 Oct 2021
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathleen W. Brown Chief Compliance Officer Wheaton, Illinois 14 May 2021

List of Other Managers Reporting for FIRST TRUST ADVISORS LP:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,939,899,446 New York, NY 028-00046
SSI INVESTMENT MANAGEMENT LLC $1,465,812,467 Los Angeles, CA 028-04720
Energy Income Partners, LLC $5,186,468,730 Westport, CT 028-12170
MACQUARIE GROUP LTD $85,673,451,444 Sydney, Nsw 2000 028-13120
CONFLUENCE INVESTMENT MANAGEMENT LLC $6,673,836,873 St. Louis, MO 028-13334
First Trust Capital Management L.P. $1,550,793,289 Chicago, IL 028-17430
CHARTWELL INVESTMENT PARTNERS, LLC Berywn, PA 028-16224
Vest Financial, LLC $7,656,816,362 Mclean, VA 028-20621
Aberdeen Group plc $63,225,953,817 Edinburgh, United Kingdom 028-18172

Other Included Managers (3):

Num Name Location File Number
1 RiverFront Investment Group, LLC Richmond, VA 028-13577
2 Equitable Investment Management Group, LLC New York, NY 028-14633
3 Horizon Investments, LLC Charlotte, NC 028-15165