First Trust Advisors Lp

Q2 2021 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Kelly Dehler - Chief Compliance Officer
Location
Wheaton
Holdings as of
June 30, 2021
Value $
$92.4B
Num holdings
2,468
Date filed
10/12/2021, 10:17 AM
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AMZN, CSCO, META, GOOGL, and MSFT.
Previous filing
Q1 2021 - May 14, 2021
Next filing
Q3 2021 - Nov 15, 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q2 - Restatement compared to 2021 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kelly Dehler Chief Compliance Officer Wheaton, Illinois 10/12/2021

List of Other Managers Reporting for First Trust Advisors Lp:

Name Holdings Value Location File Number
Mackay Shields Llc $2.94B New York, NY 028-00046
Janus Henderson Investors Us Llc Denver, CO 028-01343
Ssi Investment Management Llc $1.47B Los Angeles, CA 028-04720
Energy Income Partners, LLC $5.19B Westport, CT 028-12170
Macquarie Group Ltd $85.7B Sydney, Nsw 2000, Australia 028-13120
Confluence Investment Management Llc $7.01B St. Louis, MO 028-13334
First Trust Capital Management L.P. $1.55B Chicago, IL 028-17430
Chartwell Investment Partners, Llc Berywn, PA 028-16224
Vest Financial, LLC $7.66B Mclean, VA 028-20621
abrdn plc $63.2B Edinburgh, United Kingdom 028-18172

Other Included Managers (4):

Num Name Location File Number
1 Energy Income Partners, LLC Westport, CT 028-12170
2 RiverFront Investment Group, LLC Richmond, VA 028-13577
3 Equitable Investment Management Group, LLC New York, NY 028-14633
4 Horizon Investments, LLC Charlotte, NC 028-15165