FIRST TRUST ADVISORS LP

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Kelly Dehler - Chief Compliance Officer
Location
Wheaton
Holdings as of
30 Sep 2021
Value $
$92,989,978,000
Num holdings
2,504
Filing time
15 Nov 2021, 13:50:45 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CSCO, AMZN, META, GOOGL, and CRM.
Previous filing
Q2 2021 - 12 Oct 2021
Next filing
Q4 2021 - 08 Feb 2022
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kelly Dehler Chief Compliance Officer Wheaton, Illinois 15 Nov 2021

List of Other Managers Reporting for FIRST TRUST ADVISORS LP:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,939,899,446 New York, NY 028-00046
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
SSI INVESTMENT MANAGEMENT LLC $1,465,812,467 Los Angeles, CA 028-04720
Energy Income Partners, LLC $5,186,468,730 Westport, CT 028-12170
MACQUARIE GROUP LTD $85,673,451,444 Sydney, Nsw 2000 028-13120
CONFLUENCE INVESTMENT MANAGEMENT LLC $6,673,836,873 St. Louis, MO 028-13334
First Trust Capital Management L.P. $1,550,793,289 Chicago, IL 028-17430
CHARTWELL INVESTMENT PARTNERS, LLC Berywn, PA 028-16224
Vest Financial, LLC $7,656,816,362 Mclean, VA 028-20621
Aberdeen Group plc $63,225,953,817 Edinburgh, United Kingdom 028-18172

Other Included Managers (4):

Num Name Location File Number
1 TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
2 RiverFront Investment Group, LLC Richmond, VA 028-13577
3 Equitable Investment Management Group, LLC New York, NY 028-14633
4 Horizon Investments, LLC Charlotte, NC 028-15165