First Trust Advisors Lp

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Kelly Dehler - Chief Compliance Officer
Location
Wheaton
Holdings as of
September 30, 2021
Value $
$93B
Num holdings
2,504
Date filed
11/15/2021, 01:50 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CSCO, AMZN, META, GOOGL, and CRM.
Previous filing
Q2 2021 - Oct 12, 2021
Next filing
Q4 2021 - Feb 8, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kelly Dehler Chief Compliance Officer Wheaton, Illinois 11/15/2021

List of Other Managers Reporting for First Trust Advisors Lp:

Name Holdings Value Location File Number
Mackay Shields Llc $2.94B New York, NY 028-00046
Janus Henderson Investors Us Llc Denver, CO 028-01343
Ssi Investment Management Llc $1.47B Los Angeles, CA 028-04720
Energy Income Partners, LLC $5.19B Westport, CT 028-12170
Macquarie Group Ltd $85.7B Sydney, Nsw 2000, Australia 028-13120
Confluence Investment Management Llc $7.01B St. Louis, MO 028-13334
First Trust Capital Management L.P. $1.55B Chicago, IL 028-17430
Chartwell Investment Partners, Llc Berywn, PA 028-16224
Vest Financial, LLC $7.66B Mclean, VA 028-20621
abrdn plc $63.2B Edinburgh, United Kingdom 028-18172

Other Included Managers (4):

Num Name Location File Number
1 TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
2 RiverFront Investment Group, LLC Richmond, VA 028-13577
3 Equitable Investment Management Group, LLC New York, NY 028-14633
4 Horizon Investments, LLC Charlotte, NC 028-15165