Patrick W. Smith - 22 Oct 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
22 Oct 2021
Net transactions value
+$14,802,844
Form type
4
Filing time
26 Oct 2021, 21:23:04 UTC
Previous filing
21 Oct 2021
Next filing
02 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $11,455,077 +62,716 +12% $182.65 603,500 22 Oct 2021 Direct
transaction AXON Common Stock Sale $1,386,050 -7,680 -1.3% $180.48 595,820 22 Oct 2021 Direct F1, F2
transaction AXON Common Stock Sale $60,820 -337 -0.06% $180.48 595,483 22 Oct 2021 Direct F2, F3
transaction AXON Common Stock Sale $2,779,877 -15,326 -2.6% $181.38 580,157 22 Oct 2021 Direct F3, F4
transaction AXON Common Stock Sale $2,158,194 -11,830 -2% $182.43 568,327 22 Oct 2021 Direct F3, F5
transaction AXON Common Stock Sale $212,306 -1,159 -0.2% $183.18 567,168 22 Oct 2021 Direct F3, F6
transaction AXON Common Stock Sale $210,422 -1,140 -0.2% $184.58 566,028 22 Oct 2021 Direct F3, F7
transaction AXON Common Stock Sale $172,157 -929 -0.16% $185.31 565,099 22 Oct 2021 Direct F3, F8
transaction AXON Common Stock Options Exercise $12,841,316 +71,420 +13% $179.80 636,519 25 Oct 2021 Direct
transaction AXON Common Stock Sale $1,570,289 -8,695 -1.4% $180.60 627,824 25 Oct 2021 Direct F1, F2
transaction AXON Common Stock Sale $1,488,659 -8,243 -1.3% $180.60 619,581 25 Oct 2021 Direct F2, F3
transaction AXON Common Stock Sale $1,874,880 -10,343 -1.7% $181.27 609,238 25 Oct 2021 Direct F3, F9
transaction AXON Common Stock Sale $2,021,905 -11,074 -1.8% $182.58 598,164 25 Oct 2021 Direct F3, F10
transaction AXON Common Stock Sale $901,263 -4,921 -0.82% $183.15 593,243 25 Oct 2021 Direct F3, F11
transaction AXON Common Stock Sale $36,934 -200 -0.03% $184.67 593,043 25 Oct 2021 Direct F3
transaction AXON Common Stock Options Exercise $13,921,171 +77,254 +13% $180.20 670,297 26 Oct 2021 Direct
transaction AXON Common Stock Sale $1,699,244 -9,424 -1.4% $180.31 660,873 26 Oct 2021 Direct F1, F2
transaction AXON Common Stock Sale $2,698,524 -14,966 -2.3% $180.31 645,907 26 Oct 2021 Direct F2, F3
transaction AXON Common Stock Sale $1,154,493 -6,368 -0.99% $181.30 639,539 26 Oct 2021 Direct F3, F12
transaction AXON Common Stock Sale $2,713,928 -14,862 -2.3% $182.61 624,677 26 Oct 2021 Direct F3, F13
transaction AXON Common Stock Sale $274,775 -1,500 -0.24% $183.18 623,177 26 Oct 2021 Direct F3, F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -62,716 -1.6% $0.000000 3,897,469 22 Oct 2021 Common Stock 62,716 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -71,420 -1.8% $0.000000 3,826,049 25 Oct 2021 Common Stock 71,420 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -77,254 -2% $0.000000 3,748,795 26 Oct 2021 Common Stock 77,254 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F4 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $183.01 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $184.11 to $185.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $185.13 to $185.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $183.00 to $183.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $183.00 to $183.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.