Patrick W. Smith - 29 Oct 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
29 Oct 2021
Net transactions value
+$10,950,250
Form type
4
Filing time
02 Nov 2021, 20:43:43 UTC
Previous filing
26 Oct 2021
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $1,449,038 +8,052 +1.3% $179.96 631,229 29 Oct 2021 Direct
transaction AXON Common Stock Sale $177,407 -985 -0.16% $180.11 630,244 29 Oct 2021 Direct F1, F2
transaction AXON Common Stock Sale $709,987 -3,942 -0.63% $180.11 626,302 29 Oct 2021 Direct F2, F3
transaction AXON Common Stock Options Exercise $15,399,227 +85,234 +14% $180.67 711,536 01 Nov 2021 Direct
transaction AXON Common Stock Sale $1,881,050 -10,423 -1.5% $180.47 701,113 01 Nov 2021 Direct F1, F4
transaction AXON Common Stock Sale $4,809,916 -26,652 -3.8% $180.47 674,461 01 Nov 2021 Direct F3, F4
transaction AXON Common Stock Sale $1,815,993 -10,008 -1.5% $181.45 664,453 01 Nov 2021 Direct F3, F5
transaction AXON Common Stock Sale $917,464 -5,034 -0.76% $182.25 659,419 01 Nov 2021 Direct F3, F6
transaction AXON Common Stock Options Exercise $11,322,578 +62,349 +9.5% $181.60 721,768 02 Nov 2021 Direct
transaction AXON Common Stock Sale $1,378,196 -7,641 -1.1% $180.37 714,127 02 Nov 2021 Direct F1, F4
transaction AXON Common Stock Sale $2,403,231 -13,324 -1.9% $180.37 700,803 02 Nov 2021 Direct F3, F4
transaction AXON Common Stock Sale $3,127,349 -17,239 -2.5% $181.41 683,564 02 Nov 2021 Direct F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -8,052 -0.21% $0.000000 3,740,743 29 Oct 2021 Common Stock 8,052 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -27,327 -0.73% $0.000000 3,713,416 01 Nov 2021 Common Stock 27,327 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -57,907 -1.6% $0.000000 3,655,509 01 Nov 2021 Common Stock 57,907 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -62,349 -1.7% $0.000000 3,593,160 02 Nov 2021 Common Stock 62,349 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F4 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.