C. James Shockley Jr - Jan 3, 2022 Form 4 Insider Report for RGC RESOURCES INC (RGCO)

Role
VP & COO
Signature
/s/ C. James Shockley, Jr.
Stock symbol
RGCO
Transactions as of
Jan 3, 2022
Transactions value $
$124,275
Form type
4
Date filed
1/4/2022, 04:47 PM
Previous filing
Oct 27, 2021
Next filing
Nov 3, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGCO Common Stock Award $124K +5.36K +38.76% $23.19 19.2K Jan 3, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RGCO Employee Stock Options 3K Jan 3, 2022 Common Stock 0 $14.40 Direct
holding RGCO Employee Stock Options 4.5K Jan 3, 2022 Common Stock 0 $14.15 Direct
holding RGCO Employee Stock Options 4.5K Jan 3, 2022 Common Stock 0 $16.37 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued on 01/03/2022 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,786.333 shares vesting on 01/03/2022, 1,786.333 shares vesting on 01/03/2023, and 1,786.334 shares vesting on 01/02/2024.
F2 Total includes 4,724.878 shares of unvested restricted stock from current and prior grants and also includes 5.849 shares purchased 11/01/2021 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.92 restricted shares purchased 11/01/2021 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.