| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. | CFO | Common Stock | 21,893 | $250,236 | $11.43 | 23 Sep 2025 | Direct |
| Great Elm Group, Inc. | Chief Financial Officer | Common Stock | 43,436 | $121,620 | $2.8 | 23 Sep 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | 19 Sep 2025 | 2 | -$15,170 | 4 | Chief Financial Officer | 23 Sep 2025, 21:53 |
| GECC | Great Elm Capital Corp. | 19 Sep 2025 | 3 | -$31,146 | 4 | CFO | 23 Sep 2025, 21:53 |
| GECC | Great Elm Capital Corp. | 20 Sep 2024 | 2 | $0 | 4/A | CFO | 27 Sep 2024, 19:26 |
| GEG | Great Elm Group, Inc. | 20 Sep 2024 | 1 | $0 | 4 | Chief Financial Officer | 24 Sep 2024, 21:38 |
| GEG | Great Elm Group, Inc. | 25 Sep 2023 | 1 | $0 | 4 | Chief Financial Officer | 27 Sep 2023, 17:18 |
| GECC | Great Elm Capital Corp. | 20 Sep 2023 | 2 | $0 | 4 | CFO | 22 Sep 2023, 21:02 |
| GEG | Great Elm Group, Inc. | 15 May 2023 | 0 | $0 | 3 | Chief Financial Officer | 22 May 2023, 16:51 |
| GECC | Great Elm Capital Corp. | 20 Sep 2022 | 2 | $0 | 4 | CFO | 31 Mar 2023, 20:03 |
| GECC | Great Elm Capital Corp. | 24 Sep 2021 | 1 | $0 | 4 | CFO and Treasurer | 28 Sep 2021, 19:31 |