| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. | CFO | Common Stock | 21.9K | $250K | $11.43 | Sep 23, 2025 | Direct |
| Great Elm Group, Inc. | Chief Financial Officer | Common Stock | 43.4K | $122K | $2.80 | Sep 23, 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | Sep 19, 2025 | 2 | -$15.2K | 4 | Sep 23, 2025 | Chief Financial Officer |
| GECC | Great Elm Capital Corp. | Sep 19, 2025 | 3 | -$31.1K | 4 | Sep 23, 2025 | CFO |
| GECC | Great Elm Capital Corp. | Sep 20, 2024 | 2 | $0 | 4/A | Sep 27, 2024 | CFO |
| GEG | Great Elm Group, Inc. | Sep 20, 2024 | 1 | $0 | 4 | Sep 24, 2024 | Chief Financial Officer |
| GEG | Great Elm Group, Inc. | Sep 25, 2023 | 1 | $0 | 4 | Sep 27, 2023 | Chief Financial Officer |
| GECC | Great Elm Capital Corp. | Sep 20, 2023 | 2 | $0 | 4 | Sep 22, 2023 | CFO |
| GEG | Great Elm Group, Inc. | May 15, 2023 | 0 | $0 | 3 | May 22, 2023 | Chief Financial Officer |
| GECC | Great Elm Capital Corp. | Sep 20, 2022 | 2 | $0 | 4 | Mar 31, 2023 | CFO |
| GECC | Great Elm Capital Corp. | Sep 24, 2021 | 1 | $0 | 4 | Sep 28, 2021 | CFO and Treasurer |