Guggenheim Active Allocation Fund - Common Shares (GUG)

Q3 2025 13F Holders as of 9/30/2025

Type / Class
Equity / Common Shares
Shares outstanding
33.1M
Number of holders
50
Total 13F shares, excl. options
10.5M
Shares change
+139K
Total reported value, excl. options
$163M
Value change
+$2.17M
Number of buys
24
Number of sells
-19
Price
$15.60

Significant Holders of Guggenheim Active Allocation Fund - Common Shares (GUG) as of Q3 2025

53 filings reported holding GUG - Guggenheim Active Allocation Fund - Common Shares as of Q3 2025.
Guggenheim Active Allocation Fund - Common Shares (GUG) has 50 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 10.5M shares of 33.1M outstanding shares and own 31.61% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (2.78M shares), GUGGENHEIM CAPITAL LLC (950K shares), Pathstone Holdings, LLC (898K shares), Advisors Asset Management, Inc. (895K shares), COHEN & STEERS, INC. (748K shares), Baird Financial Group, Inc. (692K shares), BANK OF AMERICA CORP /DE/ (678K shares), RAYMOND JAMES FINANCIAL INC (676K shares), ROYAL BANK OF CANADA (532K shares), and WELLS FARGO & COMPANY/MN (276K shares).
This table shows the top 50 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.