Sit Investment Associates Inc

13F Holdings History for RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV)

Symbol: RIV on NYSE
Investment type: Equity / Common Stock
Latest Disclosed Ownership: 2.88M shares
Security Ownership: 10.5%

Shares, Excluding Options vs Price

Value, Excluding Options

Sit Investment Associates, Inc. ownership in RIVERNORTH OPPORTUNITIES FUND, INC. Common Stock (RIV)

2025-11-03 - Sit Investment Associates, Inc. has filed an SCHEDULE 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 2.88M shares of RIVERNORTH OPPORTUNITIES FUND, INC. Common Stock (RIV). This represents 10.5% percent ownership of the company.

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filed at
Sit Investment Associates, Inc.	10.5%		$34.6M	2.88M			$12.00	13G	10/31/2025	3 Nov 2025 14:07:40

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
9/30/2025	0.05%	+0.05%	$2.26M	188K	+187,901	NEW	$12.00	Q3 2025
12/31/2023		-0.07%	$0	0	-254,307	-100%		Q4 2023
9/30/2023	0.07%	-0.03%	$2.67M	254K	-89,017	-25.9%	$10.51	Q3 2023
6/30/2023	0.1%	-0.07%	$3.93M	343K	-246,298	-41.8%	$11.44	Q2 2023
3/31/2023	0.18%	-0.14%	$6.7M	590K	-463,969	-44%	$11.36	Q1 2023
12/31/2022	0.36%	+0.36%	$12.9M	1.05M	+1,053,591	NEW	$12.28	Q4 2022
6/30/2022		-0.1%	$0	0	-234,026	-100%		Q2 2022
3/31/2022	0.1%	-0.2%	$3.74M	234K	-462,294	-66.4%	$15.97	Q1 2022
12/31/2021	0.27%	+0.25%	$11.1M	696K	+663,960	+2052%	$15.95	Q4 2021
9/30/2021	0.01%	+0.01%	$550K	32.4K	+32,360	NEW	$17.00	Q3 2021
12/31/2020		0%	$0	0	-10,000	-100%		Q4 2020
9/30/2020	0%	+0%	$143K	10K	+10,000	NEW	$14.30	Q3 2020
3/31/2018		-0.03%	$0	0	-55,285	-100%		Q1 2018
12/31/2017	0.03%	+0.02%	$1.11M	55.3K	+49,024	+783%	$20.02	Q4 2017
9/30/2017	0%	+0%	$129K	6.26K	+6,261	NEW	$20.60	Q3 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.