Rivernorth Capital Management, Llc

Holdings History for Total Return Securities Fund - Closed End Fund (SWZ)

Symbol: SWZ on NYSE
Investment type: Equity / Closed End Fund
Latest Disclosed Ownership: 379K shares
Security Ownership: 2.91%

Shares, Excluding Options vs Price

Value, Excluding Options

RIVERNORTH CAPITAL MANAGEMENT, LLC ownership in Total Return Securities Fund Closed End Fund (SWZ)

2025-11-14 - RIVERNORTH CAPITAL MANAGEMENT, LLC has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 379K shares of Total Return Securities Fund Closed End Fund (SWZ). This represents 2.91% percent ownership of the company. In their previous filing dated 2025-08-14, RIVERNORTH CAPITAL MANAGEMENT, LLC had reported owning 670K shares, indicating a decrease of -43.5% percent.

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filed at
RIVERNORTH CAPITAL MANAGEMENT, LLC	2.91%	-45%	$2.3M	379K	-291,309	-43.5%	$6.08	13G/A	9/30/2025	14 Nov 2025 14:48:40
RIVERNORTH CAPITAL MANAGEMENT, LLC	5.16%		$4.06M	670K			$6.06	13G	6/30/2025	14 Aug 2025 14:41:51

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
9/30/2025	0.13%	-0.1%	$2.3M	379K	-291,309	-43.5%	$6.08	Q3 2025
6/30/2025	0.23%	+0.22%	$4.25M	670K	+625,113	+1394%	$6.34	Q2 2025
3/31/2025	0.02%	+0.02%	$413K	44.8K	+44,833	NEW	$9.22	Q1 2025
6/30/2020		-0.39%	$0	0	-789,381	-100%		Q2 2020
3/31/2020	0.38%	-0.04%	$5.49M	789K	-91,753	-10.4%	$6.95	Q1 2020
12/31/2019	0.46%	+0.2%	$7.41M	881K	+394,693	+81.1%	$8.41	Q4 2019
9/30/2019	0.18%	+0.24%	$3.91M	486K	+486,441	NEW	$8.03	Q3 2019
12/31/2018		-0.1%	$0	0	-136,816	-100%		Q4 2018
9/30/2018	0.1%	+0.08%	$1.16M	137K	+114,957	+526%	$8.51	Q3 2018
6/30/2018	0.02%	+0.02%	$270K	21.9K	+21,859	NEW	$12.35	Q2 2018
9/30/2017		-0.49%	$0	0	-499,070	-100%		Q3 2017
6/30/2017	0.49%	+0.37%	$6.34M	499K	+377,235	+310%	$12.70	Q2 2017
3/31/2017	0.1%		$1.41M	122K			$11.60	Q1 2017
12/31/2016	0.08%	+0.08%	$1.24M	122K	+121,835	NEW	$10.21	Q4 2016
9/30/2014		-0.23%	$0	0	-194,958	-100%		Q3 2014
6/30/2014	0.23%	+0.23%	$2.84M	195K	+194,958	NEW	$14.57	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.