Rivernorth Capital Management, Llc

13F Holdings History for Total Return Securities Fund - Mutual Fund SH CL B (SWZ)

Symbol: SWZ on NYSE
Investment type: Equity / Mutual Fund SH CL B
Latest Disclosed Ownership: 670K shares
Security Ownership: 5.16%

Shares, Excluding Options vs Price

Value, Excluding Options

RIVERNORTH CAPITAL MANAGEMENT, LLC ownership in Total Return Securities Fund Mutual Fund SH CL B (SWZ)

2025-08-14 - RIVERNORTH CAPITAL MANAGEMENT, LLC has filed an SCHEDULE 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 670K shares of Total Return Securities Fund Mutual Fund SH CL B (SWZ). This represents 5.16% percent ownership of the company.

Reporting Name	Ownership %	Change	Value $	Shares owned	Change	Activity %	Price	Form	Report date	Filed at
RIVERNORTH CAPITAL MANAGEMENT, LLC	5.16%		$4.06M	670K			$6.06	13G	6/30/2025	14 Aug 2025 14:41:51

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
6/30/2025	0.23%	+0.22%	$4.25M	670K	+625,113	+1394%	$6.34	Q2 2025
3/31/2025	0.02%	+0.02%	$413K	44.8K	+44,833	NEW	$9.22	Q1 2025
6/30/2020		-0.39%	$0	0	-789,381	-100%		Q2 2020
3/31/2020	0.38%	-0.04%	$5.49M	789K	-91,753	-10.4%	$6.95	Q1 2020
12/31/2019	0.46%	+0.2%	$7.41M	881K	+394,693	+81.1%	$8.41	Q4 2019
9/30/2019	0.18%	+0.24%	$3.91M	486K	+486,441	NEW	$8.03	Q3 2019
12/31/2018		-0.1%	$0	0	-136,816	-100%		Q4 2018
9/30/2018	0.1%	+0.08%	$1.16M	137K	+114,957	+526%	$8.51	Q3 2018
6/30/2018	0.02%	+0.02%	$270K	21.9K	+21,859	NEW	$12.35	Q2 2018
9/30/2017		-0.49%	$0	0	-499,070	-100%		Q3 2017
6/30/2017	0.49%	+0.37%	$6.34M	499K	+377,235	+310%	$12.70	Q2 2017
3/31/2017	0.1%		$1.41M	122K			$11.60	Q1 2017
12/31/2016	0.08%	+0.08%	$1.24M	122K	+121,835	NEW	$10.21	Q4 2016
9/30/2014		-0.23%	$0	0	-194,958	-100%		Q3 2014
6/30/2014	0.23%	+0.23%	$2.84M	195K	+194,958	NEW	$14.57	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.